Form 1 fr ib

Form 1 fr ib

Download Form 1 fr ib




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Date added: 12.03.2015
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Dec 23, 2013 - Regulation 1.10(b)(2)(i) further provides that each Form 1-FR-IB must be filed no later than 17 business days after the date for which the report

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CFTC FORM 1-FR-IB (Part B) Guarantee Agreement In consideration for the introduction of commodity customer, option customer, foreign futures customer and Form 1-FR-IB Part A. NFA's Financial Requirements require registered Independent Introducing Brokers to file their financial statements electronically. Forms and Submissions are divided by the different submitter types: . reports, including CFTC Forms 1FR-FCM and 1FR-IB, is available on NFA's website.

(1) A Form 1-FR-IB certified by an independent public accountant in accordance with § 1.16 as of a date not more than 45 days prior to the date on which such If such person files a Form 1-FR- IB with his application for registration, such person must also file a Form 1-FR-IB, certified by an independent public accountant,prepared these instructions to help introducing brokers ("IB") complete Part A of CFTC Form 1-FR-IB, the form to be used by IBs in reporting their net capital instructions to help futures commission merchants ("FCMs") complete CFTC Form 1-FR-FCM. This form is to be used by FCMs in reporting their net capital Non-guaranteed introducing brokers (IBs) must file semiannual unaudited financial reports (Forms 1-FR-IB) with the National Futures Association. FCMs and CFTC FORM 1-FR-IB (Part B). Guarantee Agreement. In consideration for the introduction of commodity customer, option customer, foreign futures customer and

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